Lo, Kathleen Oikay 盧藹琪
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BARCLAYS CAPITAL ASIA LIMITED | Rep | Dealing in futures contracts | 2013-10-23 | 2022-11-08 | Rep | Dealing in securities | 2013-10-23 | 2022-11-08 |
| 2 | BlackRock (Hong Kong) Limited (d2017-01-20) | Rep | Advising on securities | 2011-09-05 | 2013-06-29 | Rep | Dealing in securities | 2011-09-05 | 2013-06-29 | Rep | Asset management | 2012-11-28 | 2013-06-29 |
| 3 | BlackRock Asset Management North Asia Limited | Rep | Advising on securities | 2012-11-28 | 2013-06-29 | Rep | Asset management | 2012-11-28 | 2013-06-29 | Rep | Dealing in securities | 2012-11-28 | 2013-06-29 |
| 4 | J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2004-03-10 | 2006-05-03 | Rep | Advising on securities | 2004-03-10 | 2006-05-03 | Rep | Dealing in futures contracts | 2004-03-10 | 2006-05-03 | Rep | Dealing in securities | 2004-03-10 | 2006-05-03 |
| 5 | LEHMAN BROTHERS ASIA LIMITED | Rep | Dealing in futures contracts | 2006-06-02 | 2008-09-29 | Rep | Dealing in securities | 2006-06-02 | 2008-09-29 |
| 6 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2008-10-13 | 2011-07-06 | Rep | Dealing in securities | 2008-10-13 | 2011-07-06 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy