Ma, Chrisie Wai Sze 馬慧詩
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | BlackRock (Hong Kong) Limited (d2017-01-20) | Rep | Advising on securities | 2011-07-12 | 2013-10-25 | Rep | Dealing in securities | 2011-07-12 | 2013-10-25 | Rep | Asset management | 2012-11-28 | 2013-10-25 |
2 | BlackRock Asset Management North Asia Limited | Rep | Advising on securities | 2012-11-28 | 2013-10-25 | Rep | Asset management | 2012-11-28 | 2013-10-25 | Rep | Dealing in securities | 2012-11-28 | 2013-10-25 |
3 | Neuberger Berman Asia Limited | Rep | Advising on securities | 2009-09-30 | 2011-06-10 | Rep | Asset management | 2009-09-30 | 2011-06-10 | Rep | Dealing in securities | 2009-09-30 | 2011-06-10 |
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