Rodrigues, Mark William
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | AXA Investment Managers Asia Limited | Rep | Asset management | 2014-09-11 | 2015-04-21 | Rep | Advising on securities | 2014-09-11 | 2023-03-10 | Rep | Dealing in securities | 2014-09-11 | 2023-03-10 |
| 2 | AXA ROSENBERG INVESTMENT MANAGEMENT ASIA PACIFIC LIMITED | Rep | Asset management | 2014-09-11 | 2015-04-21 | Rep | Advising on securities | 2014-09-11 | 2019-01-31 | Rep | Dealing in securities | 2014-09-11 | 2019-01-31 |
| 3 | BlackRock (Hong Kong) Limited (d2017-01-20) | Rep | Advising on securities | 2011-09-12 | 2014-03-14 | Rep | Asset management | 2011-09-12 | 2014-03-14 | Rep | Dealing in securities | 2011-09-12 | 2014-03-14 |
| 4 | BlackRock Asset Management North Asia Limited | Rep | Advising on securities | 2012-11-28 | 2014-03-14 | Rep | Asset management | 2012-11-28 | 2014-03-14 | Rep | Dealing in securities | 2012-11-28 | 2014-03-14 |
| 5 | BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED | Rep | Advising on securities | 2006-05-12 | 2011-07-23 | Rep | Dealing in securities | 2006-05-12 | 2011-07-23 |
| 6 | Morgan Stanley Asia Limited | Rep | Asset management | 2023-04-26 | Rep | Dealing in securities | 2023-04-26 |
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