Shen, Yiqian 沈亦潜
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BlackRock (Hong Kong) Limited (d2017-01-20) | Rep | Dealing in securities | 2010-02-17 | 2014-05-10 |
| 2 | BlackRock Asset Management North Asia Limited | Rep | Advising on securities | 2009-06-16 | 2014-05-10 | Rep | Asset management | 2010-02-17 | 2014-05-10 | Rep | Dealing in securities | 2012-11-28 | 2014-05-10 |
| 3 | CHINA EVERBRIGHT ASSETS MANAGEMENT LIMITED | Rep | Dealing in securities | 2016-07-11 | 2016-08-15 | Rep | Advising on securities | 2016-07-11 | 2019-07-04 | Rep | Asset management | 2016-07-11 | 2021-08-03 | RO | Dealing in securities | 2016-08-15 | 2022-05-07 | RO | Advising on securities | 2019-07-04 | 2022-05-07 | RO | Asset management | 2021-08-03 | 2022-05-07 |
| 4 | Dymon Asia Capital (HK) Limited | Rep | Asset management | 2014-06-09 | 2016-02-05 |
| 5 | Fosun International Asset Management Limited | Rep | Advising on securities | 2023-12-06 | 2024-01-23 | Rep | Asset management | 2023-12-06 | 2024-01-23 | RO | Advising on securities | 2024-01-23 | RO | Asset management | 2024-01-23 |
| 6 | Fosun International Capital Limited | Rep | Dealing in securities | 2023-12-06 | 2024-04-17 |
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