Singh, Suresh Kumar (SFC:AXY243)
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | BlackRock (Hong Kong) Limited (d2017-01-20) | Rep | Dealing in securities | 2011-08-29 | 2014-12-31 |
2 | BlackRock Asset Management North Asia Limited | Rep | Advising on securities | 2011-08-29 | 2016-04-13 | Rep | Dealing in securities | 2012-11-28 | 2016-04-13 |
3 | PRINCIPAL ASSET MANAGEMENT COMPANY (ASIA) LIMITED | Rep | Advising on securities | 2022-12-16 | 2023-05-11 |
4 | PRINCIPAL GLOBAL INVESTORS (HONG KONG) LIMITED | Rep | Advising on securities | 2016-09-13 | 2022-12-31 |
5 | Principal Investment & Retirement Services Limited | Rep | Dealing in securities | 2016-09-13 | 2023-05-11 |
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