Swan, Andrew Warren
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BlackRock (Hong Kong) Limited (d2017-01-20) | Rep | Advising on securities | 2011-08-15 | 2012-01-04 | Rep | Asset management | 2011-08-15 | 2012-01-04 | Rep | Dealing in securities | 2011-08-15 | 2012-01-04 | RO | Advising on securities | 2012-01-04 | 2014-12-31 | RO | Asset management | 2012-01-04 | 2014-12-31 | RO | Dealing in securities | 2012-01-04 | 2014-12-31 |
| 2 | BlackRock Asset Management North Asia Limited | RO | Advising on securities | 2012-07-31 | 2020-04-02 | RO | Asset management | 2012-07-31 | 2020-04-02 | RO | Dealing in securities | 2012-07-31 | 2020-04-02 |
| 3 | GLG Partners Hong Kong Limited | Rep | Advising on securities | 2020-07-27 | 2023-10-02 | Rep | Asset management | 2020-07-27 | 2023-10-02 | Rep | Dealing in securities | 2020-07-27 | 2023-10-02 |
| 4 | JF INTERNATIONAL MANAGEMENT INC. | Rep | Advising on securities | 2004-11-01 | 2011-05-20 | Rep | Asset management | 2004-11-01 | 2011-05-20 |
| 5 | JPMorgan Asset Management (Asia Pacific) Limited | Rep | Advising on futures contracts | 2004-11-01 | 2011-05-20 | Rep | Advising on securities | 2004-11-01 | 2011-05-20 | Rep | Asset management | 2004-11-01 | 2011-05-20 |
| 6 | MAN INVESTMENTS (HONG KONG) LIMITED | Rep | Advising on securities | 2023-10-03 | Rep | Asset management | 2023-10-03 | Rep | Dealing in securities | 2023-10-03 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy