Sze, Winnie Wei Ling 施惠玲
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Advising on corporate finance | 2004-09-07 | |
| 2 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Advising on securities | 2004-09-07 | BlackRock Asset Management North Asia Limited | Rep | 2011-05-09 | 2011-12-06 | ALETHEIA TECHNOLOGIES LIMITED | Rep | 2014-04-25 | 2015-10-30 |
| 3 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Asset management | 2004-09-07 | |
| 4 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2004-09-07 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | 2006-07-20 | 2007-08-25 | CLSA LIMITED | Rep | 2007-09-21 | 2010-01-05 | BlackRock (Hong Kong) Limited (d2017-01-20) | Rep | 2011-05-09 | 2011-12-06 |
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