Tin, Wai Man 田慧敏
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Amundi Hong Kong Limited | Rep | Advising on securities | 2012-08-22 | 2015-08-14 | Rep | Asset management | 2012-08-22 | 2015-08-14 | Rep | Dealing in securities | 2012-08-22 | 2015-08-14 |
| 2 | BlackRock (Hong Kong) Limited (d2017-01-20) | Rep | Advising on securities | 2008-06-23 | 2012-08-11 | Rep | Asset management | 2008-06-23 | 2012-08-11 | Rep | Dealing in securities | 2008-06-23 | 2012-08-11 |
| 3 | STATE STREET GLOBAL ADVISORS ASIA LIMITED | Rep | Advising on futures contracts | 2016-11-08 | 2017-06-30 | Rep | Advising on securities | 2016-11-08 | 2017-06-30 | Rep | Dealing in securities | 2016-11-08 | 2017-06-30 |
| 4 | UBS Asset Management (Hong Kong) Limited | Rep | Asset management | 2018-02-13 | 2018-06-12 | Rep | Advising on securities | 2018-02-13 | 2021-05-14 | Rep | Dealing in securities | 2018-02-13 | 2021-05-14 |
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