Yung, Johnnie Ka Sing 翁嘉升
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BlackRock (Hong Kong) Limited (d2017-01-20) | Rep | Dealing in securities | 2010-07-15 | 2014-12-31 |
| 2 | BlackRock Asset Management North Asia Limited | Rep | Advising on securities | 2010-07-15 | 2017-06-02 | Rep | Asset management | 2010-07-15 | 2017-06-02 | Rep | Advising on corporate finance | 2012-06-20 | 2012-08-10 | RO | Advising on corporate finance | 2012-08-10 | 2017-06-02 | Rep | Dealing in securities | 2012-11-28 | 2017-06-02 |
| 3 | DA CHENG INTERNATIONAL ASSET MANAGEMENT COMPANY LIMITED | Rep | Advising on securities | 2010-03-31 | 2010-06-18 | Rep | Asset management | 2010-03-31 | 2010-06-18 |
| 4 | HAITONG INTERNATIONAL ASSET MANAGEMENT (HK) LIMITED | Rep | Advising on futures contracts | 2020-06-02 | Rep | Advising on securities | 2020-06-02 | Rep | Asset management | 2020-06-02 |
| 5 | HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | Advising on futures contracts | 2020-06-02 | 2020-12-09 | Rep | Advising on securities | 2020-06-02 | 2020-12-09 | Rep | Asset management | 2020-06-02 | 2020-12-09 |
| 6 | HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED | Rep | Advising on securities | 2020-06-02 | Rep | Asset management | 2020-06-02 | Rep | Dealing in securities | 2020-06-02 |
| 7 | STATE STREET GLOBAL ADVISORS ASIA LIMITED | Rep | Advising on futures contracts | 2017-11-13 | 2019-11-26 | Rep | Advising on securities | 2017-11-13 | 2019-11-26 | Rep | Dealing in securities | 2017-11-13 | 2019-11-26 |
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