Zhou, Xiaoyin (SFC:ALK243) 周晓殷
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BlackRock (Hong Kong) Limited (d2017-01-20) | Rep | Dealing in securities | 2010-10-05 | 2011-12-06 |
| 2 | BlackRock Asset Management North Asia Limited | Rep | Advising on securities | 2010-10-05 | 2011-12-06 | Rep | Dealing in securities | 2011-05-11 | 2011-12-06 |
| 3 | CSOP Asset Management Limited | Rep | Advising on securities | 2014-10-31 | 2016-07-01 | Rep | Asset management | 2014-10-31 | 2016-07-01 | Rep | Dealing in securities | 2014-10-31 | 2016-07-01 |
| 4 | HashKey Capital Limited | Rep | Asset management | 2022-09-19 | 2022-11-04 |
| 5 | LEHMAN BROTHERS ASIA LIMITED | Rep | Dealing in securities | 2006-04-11 | 2007-05-29 |
| 6 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2007-06-28 | 2008-04-25 |
| 7 | Merrill Lynch Far East Limited | Rep | Dealing in securities | 2007-06-28 | 2008-04-25 |
| 8 | MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2007-07-23 | 2008-04-25 |
| 9 | Right Time Asset Management Company Limited | Rep | Advising on securities | 2023-03-24 | Rep | Asset management | 2023-03-24 |
| 10 | SG SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2004-11-03 | 2006-03-29 |
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