Steains, Anthony John
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BLACKSTONE GROUP (HK) LIMITED (THE) | Rep | Advising on securities | 2008-10-27 | 2010-06-03 | RO | Advising on securities | 2010-06-03 | 2015-04-08 | RO | Advising on corporate finance | 2010-10-20 | 2015-04-08 |
| 2 | COMPRADOR LIMITED (HK) | RO | Advising on corporate finance | 2015-04-08 | RO | Advising on securities | 2015-12-08 | RO | Asset management | 2018-06-22 |
| 3 | LEHMAN BROTHERS ASIA LIMITED | Rep | Advising on corporate finance | 2006-05-16 | 2007-10-29 | Rep | Advising on securities | 2006-05-16 | 2007-10-29 | RO | Advising on corporate finance | 2007-10-29 | 2008-09-29 | RO | Advising on securities | 2007-10-29 | 2008-09-29 |
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