Kim, David Dong Wook
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BLACKSTONE GROUP (HK) LIMITED (THE) | Rep | Advising on securities | 2010-12-28 | 2012-12-31 | Rep | Dealing in securities | 2010-12-28 | 2012-12-31 |
| 2 | Merrill Lynch (Asia Pacific) Limited | Rep | Asset management | 2005-01-25 | Rep | Advising on corporate finance | 2005-03-23 | Rep | Advising on securities | 2005-03-23 | Rep | Automated trading services | 2005-03-23 | Rep | Dealing in securities | 2009-06-17 | RO | Dealing in securities | 2009-06-17 | 2010-11-24 |
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