Lee, Hwa Chie 李華傑
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | AFFINITY EQUITY PARTNERS (HK) LIMITED | Rep | Advising on securities | 2006-06-15 | 2007-10-24 |
| 2 | BLACKSTONE GROUP (HK) LIMITED (THE) | Rep | Advising on securities | 2010-04-23 | 2012-12-14 |
| 3 | Citigroup Global Markets Asia Limited | Rep | Advising on securities | 2003-10-10 | Rep | Asset management | 2003-10-10 | Rep | Automated trading services | 2003-10-10 | Rep | Advising on corporate finance | 2004-05-25 | Rep | Dealing in securities | 2004-05-25 |
| 4 | CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Dealing in securities | 2003-10-17 | 2004-05-25 |
| 5 | Merrill Lynch (Asia Pacific) Limited | Rep | Advising on corporate finance | 2004-06-18 | 2006-03-02 | Rep | Advising on securities | 2004-06-18 | 2006-03-02 | Rep | Dealing in securities | 2004-06-18 | 2006-03-02 |
| 6 | Merrill Lynch Far East Limited | Rep | Advising on corporate finance | 2004-06-18 | 2006-03-02 | Rep | Advising on securities | 2005-04-22 | 2006-03-02 | Rep | Dealing in securities | 2005-04-22 | 2006-03-02 |
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