Zhou, Nan (SFC:AUC948)
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BLACKSTONE GROUP (HK) LIMITED (THE) | Rep | Advising on securities | 2010-07-06 | 2015-04-08 | Rep | Dealing in securities | 2010-07-06 | 2015-04-08 | Rep | Advising on corporate finance | 2010-11-08 | 2015-04-08 |
| 2 | COMPRADOR LIMITED (HK) | Rep | Advising on corporate finance | 2015-04-17 | 2017-01-20 | Rep | Advising on securities | 2016-02-17 | 2017-01-20 | RO | Advising on corporate finance | 2017-01-20 | 2017-11-30 | RO | Advising on securities | 2017-01-20 | 2017-11-30 |
| 3 | CSI Corporate Finance (HK) Limited | Rep | Advising on corporate finance | 2009-11-10 | 2010-05-30 | Rep | Advising on securities | 2009-11-10 | 2010-05-30 | Rep | Dealing in securities | 2009-11-10 | 2010-05-30 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy