Kwok, Wing Kin (SFC:AJI409) 郭榮堅
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BMI FUNDS MANAGEMENT LIMITED | Rep | Dealing in securities | 2010-11-11 | 2012-06-26 |
| 2 | TENGARD FUND MANAGEMENT LIMITED | Rep | Dealing in securities | 2012-07-12 | 2019-10-21 |
| 3 | WM (HK) Limited | Rep | Advising on securities | 2004-01-26 | 2005-02-08 |
| 4 | ZURICH ADVISORY (HK) LIMITED | Rep | Advising on securities | 2008-12-23 | 2009-04-24 |
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