Lee, Kwok Keung (SFC:AGO381) 李國強
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | KARL THOMSON INVESTMENT CONSULTANTS LIMITED | Rep | Advising on securities | 2008-09-02 | Broadway Wealth Management Limited | Rep | 2008-09-17 | 2009-05-04 | BMI FUNDS MANAGEMENT LIMITED | Rep | 2009-06-19 | 2012-01-31 | TENGARD FUND MANAGEMENT LIMITED | Rep | 2012-04-17 | 2016-12-14 |
| 2 | KARL THOMSON INVESTMENT CONSULTANTS LIMITED | Rep | Asset management | 2006-02-24 | 2008-09-02 | Broadway Wealth Management Limited | Rep | 2008-09-17 | 2009-05-04 | BMI FUNDS MANAGEMENT LIMITED | Rep | 2009-06-19 | 2012-01-31 | TENGARD FUND MANAGEMENT LIMITED | Rep | 2012-04-17 | 2016-12-14 |
| 3 | BMI FUNDS MANAGEMENT LIMITED | Rep | Dealing in securities | 2010-10-21 | 2012-01-31 | TENGARD FUND MANAGEMENT LIMITED | Rep | 2012-04-17 | 2016-12-14 |
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