Mo, Chung Man 毛仲汶
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BMI FUNDS MANAGEMENT LIMITED | Rep | Advising on securities | 2009-09-04 | 2011-11-30 | Rep | Asset management | 2010-10-21 | 2011-11-30 | Rep | Dealing in securities | 2010-10-21 | 2011-11-30 |
| 2 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2018-07-13 | |
| 3 | GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | Dealing in futures contracts | 2018-07-13 | |
| 4 | OKASAN INTERNATIONAL (ASIA) LIMITED | Rep | Dealing in securities | 2008-02-21 | 2009-08-20 |
| 5 | TENGARD FUND MANAGEMENT LIMITED | Rep | Dealing in securities | 2012-04-23 | 2012-12-03 | Rep | Asset management | 2012-04-23 | 2014-10-02 | RO | Dealing in securities | 2012-12-03 | 2014-10-02 |
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