Shum, Hing Hung 沈慶洪
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BMI FUNDS MANAGEMENT LIMITED | Rep | Advising on securities | 2009-05-07 | 2010-01-22 | Rep | Asset management | 2009-05-07 | 2010-01-22 | Rep | Advising on securities | 2010-11-01 | 2011-12-06 | Rep | Asset management | 2010-11-01 | 2011-12-06 | Rep | Dealing in securities | 2010-11-01 | 2011-12-06 |
| 2 | BMI Securities Limited | Rep | Dealing in securities | 2011-07-22 | 2011-12-06 |
| 3 | Hong Kong Securities (International) Company Limited | Rep | Dealing in securities | 2010-02-25 | 2010-08-05 |
| 4 | KARL THOMSON INVESTMENT CONSULTANTS LIMITED | Rep | Advising on securities | 2007-09-13 | Rep | Asset management | 2005-03-16 | 2007-09-13 | RO | Advising on securities | 2007-09-13 | 2009-04-30 | RO | Asset management | 2007-09-13 | 2009-04-30 |
| 5 | TENGARD FUND MANAGEMENT LIMITED | Rep | Dealing in securities | 2012-04-03 | 2016-11-22 | RO | Advising on securities | 2012-04-03 | 2020-03-31 | RO | Asset management | 2012-04-03 | 2020-03-31 | RO | Dealing in securities | 2016-11-22 | 2020-03-31 | Rep | Advising on securities | 2020-03-31 | 2020-10-31 | Rep | Asset management | 2020-03-31 | 2020-10-31 | Rep | Dealing in securities | 2020-03-31 | 2020-10-31 |
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