Leung, Donald Kwok Kit 梁國傑
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | BNP PARIBAS CAPITAL (ASIA PACIFIC) LIMITED | Rep | Advising on corporate finance | 2004-09-02 | 2006-03-24 | Rep | Advising on corporate finance | 2010-06-11 | 2014-04-10 |
2 | BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | Advising on corporate finance | 2013-03-28 | 2014-04-10 |
3 | China Securities (International) Corporate Finance Company Limited | Rep | Advising on corporate finance | 2014-05-16 | 2014-11-12 | Rep | Dealing in securities | 2014-05-16 | 2014-11-12 | RO | Advising on corporate finance | 2014-11-12 | 2015-10-23 | RO | Dealing in securities | 2014-11-12 | 2015-10-23 |
4 | Joy Silver Limited | Rep | Advising on corporate finance | 2010-02-02 | 2010-04-30 | Rep | Dealing in securities | 2010-02-02 | 2010-04-30 |
5 | SHENWAN HONGYUAN CAPITAL (H.K.) LIMITED | Rep | Advising on corporate finance | 2018-12-17 | 2019-08-13 | Rep | Advising on securities | 2018-12-17 | 2019-08-13 | Rep | Dealing in securities | 2018-12-17 | 2019-08-13 | RO | Advising on corporate finance | 2019-08-13 | RO | Advising on securities | 2019-08-13 | RO | Dealing in securities | 2019-08-13 |
6 | Standard Chartered Securities (Hong Kong) Limited | Rep | Advising on corporate finance | 2006-04-18 | 2008-09-30 | Rep | Dealing in securities | 2006-04-20 | 2008-09-30 | RO | Advising on corporate finance | 2008-09-30 | 2009-02-10 | RO | Dealing in securities | 2008-09-30 | 2009-02-10 |
7 | Templewater Hong Kong Limited | Rep | Advising on corporate finance | 2015-11-19 | 2016-01-29 | Rep | Dealing in securities | 2015-11-19 | 2018-01-05 | RO | Advising on corporate finance | 2016-01-29 | 2018-09-23 | RO | Dealing in securities | 2018-01-05 | 2018-09-23 |
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