Lin, Kong-Kai 林公楷
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BNP PARIBAS CAPITAL (ASIA PACIFIC) LIMITED | Rep | Advising on corporate finance | 2008-01-14 | 2011-12-30 |
| 2 | BSI Investment Advisors (Hong Kong) Limited | Rep | Advising on securities | 2012-12-13 | 2014-01-31 | Rep | Dealing in securities | 2012-12-13 | 2014-01-31 |
| 3 | Morgan Stanley Asia Limited | Rep | Advising on corporate finance | 2004-02-11 | Rep | Advising on securities | 2004-02-11 | Rep | Automated trading services | 2004-02-11 | Rep | Dealing in securities | 2007-08-13 |
| 4 | Morgan Stanley Hong Kong Futures Limited | Rep | Automated trading services | 2004-02-11 | Rep | Dealing in futures contracts | 2007-08-13 |
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