Sun, Siming 孫鍶銘
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BNP PARIBAS CAPITAL (ASIA PACIFIC) LIMITED | Rep | Advising on corporate finance | 2007-10-31 | 2011-11-18 |
| 2 | China Renaissance Securities (Hong Kong) Limited | Rep | Advising on corporate finance | 2012-10-31 | 2014-08-14 | RO | Advising on corporate finance | 2014-08-14 | 2015-08-07 | Rep | Advising on securities | 2014-09-22 | 2015-08-07 | Rep | Dealing in securities | 2014-09-22 | 2015-08-07 |
| 3 | Morgan Stanley Asia Limited | Rep | Advising on corporate finance | 2015-08-17 | 2021-11-17 | Rep | Dealing in securities | 2015-08-17 | 2021-11-17 | RO | Advising on corporate finance | 2021-11-17 | RO | Dealing in securities | 2021-11-17 |
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