Tsui, Charles King 徐勁
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BNP PARIBAS CAPITAL (ASIA PACIFIC) LIMITED | Rep | Advising on corporate finance | 2011-06-21 | 2016-12-31 | Rep | Dealing in securities | 2011-06-21 | 2016-12-31 |
| 2 | BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2012-09-28 | Rep | Advising on corporate finance | 2013-03-28 |
| 3 | UBS SECURITIES ASIA LIMITED | Rep | Advising on securities | 2003-06-11 | Rep | Asset management | 2003-06-11 | Rep | Advising on corporate finance | 2003-11-04 | Rep | Dealing in securities | 2003-11-04 |
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