Wood, Simon Nicholas Lionel (SFC:AGJ116)

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 BNP PARIBAS CAPITAL (ASIA PACIFIC) LIMITED Rep Advising on corporate finance 2011-04-26 2016-12-31
2 BNP PARIBAS SECURITIES (ASIA) LIMITED Rep Advising on corporate finance 2013-03-28 2017-02-10
3 FOX-PITT, KELTON (ASIA) LIMITED RO Advising on corporate finance 2004-09-12
4 MACQUARIE CAPITAL LIMITED Rep Advising on corporate finance 2005-08-24 2009-01-08
Rep Dealing in securities 2005-08-24 2009-01-08
RO Advising on corporate finance 2009-01-08 2010-07-23
RO Dealing in securities 2009-01-08 2010-07-23
Rep Advising on corporate finance 2010-07-23 2010-07-30
Rep Dealing in securities 2010-07-23 2010-07-30
5 Macquarie Corporate (Hong Kong) Limited Rep Advising on corporate finance 2005-08-24 2009-01-08
RO Advising on corporate finance 2009-01-08 2010-07-23
Rep Advising on corporate finance 2010-07-23 2010-07-30
6 RBS Asia Corporate Finance Limited Rep Advising on corporate finance 2004-12-02 2005-06-06
Rep Dealing in securities 2004-12-02 2005-06-06

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