Wood, Simon Nicholas Lionel (SFC:AGJ116)
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | FOX-PITT, KELTON (ASIA) LIMITED | RO | Advising on corporate finance | 2004-09-12 | RBS Asia Corporate Finance Limited | Rep | 2004-12-02 | 2005-06-06 | MACQUARIE CAPITAL LIMITED | Rep | 2005-08-24 | 2009-01-08 | Macquarie Corporate (Hong Kong) Limited | Rep | 2005-08-24 | 2009-01-08 | MACQUARIE CAPITAL LIMITED | RO | 2009-01-08 | 2010-07-23 | Macquarie Corporate (Hong Kong) Limited | RO | 2009-01-08 | 2010-07-23 | MACQUARIE CAPITAL LIMITED | Rep | 2010-07-23 | 2010-07-30 | Macquarie Corporate (Hong Kong) Limited | Rep | 2010-07-23 | 2010-07-30 | BNP PARIBAS CAPITAL (ASIA PACIFIC) LIMITED | Rep | 2011-04-26 | 2016-12-31 | BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | 2013-03-28 | 2017-02-10 |
| 2 | RBS Asia Corporate Finance Limited | Rep | Dealing in securities | 2004-12-02 | 2005-06-06 | MACQUARIE CAPITAL LIMITED | Rep | 2005-08-24 | 2009-01-08 | MACQUARIE CAPITAL LIMITED | RO | 2009-01-08 | 2010-07-23 | MACQUARIE CAPITAL LIMITED | Rep | 2010-07-23 | 2010-07-30 |
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