Wood, Simon Nicholas Lionel (SFC:AGJ116)
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | FOX-PITT, KELTON (ASIA) LIMITED | RO | Advising on corporate finance | 2004-09-12 | |
| 2 | RBS Asia Corporate Finance Limited | Rep | Advising on corporate finance | 2004-12-02 | 2005-06-06 |
| 3 | RBS Asia Corporate Finance Limited | Rep | Dealing in securities | 2004-12-02 | 2005-06-06 |
| 4 | MACQUARIE CAPITAL LIMITED | Rep | Advising on corporate finance | 2005-08-24 | 2009-01-08 |
| 5 | MACQUARIE CAPITAL LIMITED | Rep | Dealing in securities | 2005-08-24 | 2009-01-08 |
| 6 | Macquarie Corporate (Hong Kong) Limited | Rep | Advising on corporate finance | 2005-08-24 | 2009-01-08 |
| 7 | MACQUARIE CAPITAL LIMITED | RO | Advising on corporate finance | 2009-01-08 | 2010-07-23 |
| 8 | MACQUARIE CAPITAL LIMITED | RO | Dealing in securities | 2009-01-08 | 2010-07-23 |
| 9 | Macquarie Corporate (Hong Kong) Limited | RO | Advising on corporate finance | 2009-01-08 | 2010-07-23 |
| 10 | MACQUARIE CAPITAL LIMITED | Rep | Advising on corporate finance | 2010-07-23 | 2010-07-30 |
| 11 | MACQUARIE CAPITAL LIMITED | Rep | Dealing in securities | 2010-07-23 | 2010-07-30 |
| 12 | Macquarie Corporate (Hong Kong) Limited | Rep | Advising on corporate finance | 2010-07-23 | 2010-07-30 |
| 13 | BNP PARIBAS CAPITAL (ASIA PACIFIC) LIMITED | Rep | Advising on corporate finance | 2011-04-26 | 2016-12-31 |
| 14 | BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | Advising on corporate finance | 2013-03-28 | 2017-02-10 |
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