Xu, Shaoyi
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BNP PARIBAS CAPITAL (ASIA PACIFIC) LIMITED | Rep | Advising on corporate finance | 2010-09-17 | 2013-10-22 |
| 2 | BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | Advising on corporate finance | 2013-03-28 | 2013-10-22 |
| 3 | MACQUARIE CAPITAL LIMITED | Rep | Advising on corporate finance | 2007-01-30 | 2007-07-25 |
| 4 | Macquarie Corporate (Hong Kong) Limited | Rep | Advising on corporate finance | 2007-01-30 | 2007-07-25 |
| 5 | Merrill Lynch (Asia Pacific) Limited | Rep | Advising on corporate finance | 2007-08-30 | 2009-01-12 | Rep | Advising on securities | 2007-10-24 | 2009-01-12 | Rep | Dealing in securities | 2007-10-24 | 2009-01-12 |
| 6 | Merrill Lynch Far East Limited | Rep | Advising on corporate finance | 2007-08-30 | 2009-01-12 | Rep | Advising on securities | 2007-10-24 | 2009-01-12 | Rep | Dealing in securities | 2007-10-24 | 2009-01-12 |
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