Au, Lawrence Kin Wah 區建華
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | BNP PARIBAS DEALING SERVICES ASIA LIMITED | RO | Dealing in securities | 2011-06-28 | 2016-09-21 | Rep | Dealing in securities | 2016-09-21 | 2017-09-26 |
2 | Northern Trust Company of Hong Kong Limited (The) | RO | Dealing in securities | 2010-03-25 |
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