So, Francis Hon Ming 蘇漢明
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BARING ASSET MANAGEMENT (ASIA) LIMITED | Rep | Advising on corporate finance | 2003-08-18 | Rep | Advising on securities | 2003-08-18 | Rep | Advising on futures contracts | 2004-12-15 | Rep | Asset management | 2004-12-15 | RO | Advising on futures contracts | 2004-12-15 | 2005-11-18 | RO | Asset management | 2004-12-15 | 2005-11-18 |
| 2 | BIZ CORP LIMITED | Rep | Advising on corporate finance | 2003-08-18 | Rep | Advising on securities | 2003-08-18 | Rep | Asset management | 2003-08-18 |
| 3 | BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED | Rep | Advising on futures contracts | 2005-11-25 | 2011-08-15 | Rep | Asset management | 2005-11-25 | 2011-08-15 | Rep | Dealing in securities | 2009-08-10 | 2011-08-15 | RO | Dealing in futures contracts | 2019-01-01 | RO | Dealing in securities | 2019-01-01 |
| 4 | BNP PARIBAS DEALING SERVICES ASIA LIMITED | Rep | Advising on futures contracts | 2010-04-20 | 2010-07-02 | Rep | Asset management | 2010-04-20 | 2010-07-02 | Rep | Dealing in securities | 2010-04-20 | 2010-11-03 | RO | Dealing in futures contracts | 2010-11-03 | 2018-12-31 | RO | Dealing in securities | 2010-11-03 | 2018-12-31 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy