So, Francis Hon Ming 蘇漢明
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | BARING ASSET MANAGEMENT (ASIA) LIMITED | Rep | Advising on corporate finance | 2003-08-18 | |
2 | BARING ASSET MANAGEMENT (ASIA) LIMITED | Rep | Advising on securities | 2003-08-18 | |
3 | BIZ CORP LIMITED | Rep | Advising on corporate finance | 2003-08-18 | |
4 | BIZ CORP LIMITED | Rep | Advising on securities | 2003-08-18 | |
5 | BIZ CORP LIMITED | Rep | Asset management | 2003-08-18 | |
6 | BARING ASSET MANAGEMENT (ASIA) LIMITED | Rep | Advising on futures contracts | 2004-12-15 | |
7 | BARING ASSET MANAGEMENT (ASIA) LIMITED | Rep | Asset management | 2004-12-15 | |
8 | BARING ASSET MANAGEMENT (ASIA) LIMITED | RO | Advising on futures contracts | 2004-12-15 | 2005-11-18 |
9 | BARING ASSET MANAGEMENT (ASIA) LIMITED | RO | Asset management | 2004-12-15 | 2005-11-18 |
10 | BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED | Rep | Advising on futures contracts | 2005-11-25 | 2011-08-15 |
11 | BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED | Rep | Asset management | 2005-11-25 | 2011-08-15 |
12 | BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED | Rep | Dealing in securities | 2009-08-10 | 2011-08-15 |
13 | BNP PARIBAS DEALING SERVICES ASIA LIMITED | Rep | Advising on futures contracts | 2010-04-20 | 2010-07-02 |
14 | BNP PARIBAS DEALING SERVICES ASIA LIMITED | Rep | Asset management | 2010-04-20 | 2010-07-02 |
15 | BNP PARIBAS DEALING SERVICES ASIA LIMITED | Rep | Dealing in securities | 2010-04-20 | 2010-11-03 |
16 | BNP PARIBAS DEALING SERVICES ASIA LIMITED | RO | Dealing in futures contracts | 2010-11-03 | 2018-12-31 |
17 | BNP PARIBAS DEALING SERVICES ASIA LIMITED | RO | Dealing in securities | 2010-11-03 | 2018-12-31 |
18 | BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED | RO | Dealing in futures contracts | 2019-01-01 | |
19 | BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED | RO | Dealing in securities | 2019-01-01 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy