So, Francis Hon Ming 蘇漢明

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 BARING ASSET MANAGEMENT (ASIA) LIMITED Rep Advising on corporate finance 2003-08-18
2 BARING ASSET MANAGEMENT (ASIA) LIMITED Rep Advising on securities 2003-08-18
3 BIZ CORP LIMITED Rep Advising on corporate finance 2003-08-18
4 BIZ CORP LIMITED Rep Advising on securities 2003-08-18
5 BIZ CORP LIMITED Rep Asset management 2003-08-18
6 BARING ASSET MANAGEMENT (ASIA) LIMITED Rep Advising on futures contracts 2004-12-15
7 BARING ASSET MANAGEMENT (ASIA) LIMITED Rep Asset management 2004-12-15
8 BARING ASSET MANAGEMENT (ASIA) LIMITED RO Advising on futures contracts 2004-12-15 2005-11-18
9 BARING ASSET MANAGEMENT (ASIA) LIMITED RO Asset management 2004-12-15 2005-11-18
10 BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED Rep Advising on futures contracts 2005-11-25 2011-08-15
11 BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED Rep Asset management 2005-11-25 2011-08-15
12 BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED Rep Dealing in securities 2009-08-10 2011-08-15
13 BNP PARIBAS DEALING SERVICES ASIA LIMITED Rep Advising on futures contracts 2010-04-20 2010-07-02
14 BNP PARIBAS DEALING SERVICES ASIA LIMITED Rep Asset management 2010-04-20 2010-07-02
15 BNP PARIBAS DEALING SERVICES ASIA LIMITED Rep Dealing in securities 2010-04-20 2010-11-03
16 BNP PARIBAS DEALING SERVICES ASIA LIMITED RO Dealing in futures contracts 2010-11-03 2018-12-31
17 BNP PARIBAS DEALING SERVICES ASIA LIMITED RO Dealing in securities 2010-11-03 2018-12-31
18 BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED RO Dealing in futures contracts 2019-01-01
19 BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED RO Dealing in securities 2019-01-01

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