Subramaniam, Mohan (SFC:ADD198)
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | RBS Asia Futures Limited | RO | Advising on futures contracts | 2005-01-25 | |
| 2 | RBS Asia Futures Limited | RO | Asset management | 2005-01-25 | |
| 3 | RBS Asia Futures Limited | RO | Dealing in futures contracts | 2006-09-30 | UBS DERIVATIVES HONG KONG LIMITED | Rep | 2006-10-02 | 2007-05-22 | UBS SECURITIES ASIA LIMITED | Rep | 2006-10-02 | 2008-11-06 | UBS DERIVATIVES HONG KONG LIMITED | RO | 2007-05-22 | 2008-11-06 | BNP PARIBAS DEALING SERVICES ASIA LIMITED | RO | 2011-06-29 | 2012-12-20 |
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