Lo, Po Ping 盧寶萍
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED | Rep | Dealing in futures contracts | 2019-01-01 | |
| 2 | BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED | Rep | Dealing in securities | 2019-01-01 | |
| 3 | PRUDENTIAL BROKERAGE LIMITED | Rep | Dealing in securities | 2004-01-08 | 2004-01-20 |
| 4 | LLOYD GEORGE INVESTMENT MANAGEMENT (HONG KONG) LIMITED | Rep | Dealing in securities | 2004-02-23 | 2007-08-31 |
| 5 | BOYER ALLAN INVESTMENT MANAGEMENT (HONG KONG) LIMITED | Rep | Asset management | 2007-09-14 | 2008-10-16 |
| 6 | BNP PARIBAS DEALING SERVICES ASIA LIMITED | Rep | Asset management | 2010-04-20 | 2010-07-02 |
| 7 | BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED | Rep | Asset management | 2008-11-13 | 2011-08-15 |
| 8 | BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED | Rep | Dealing in securities | 2009-08-10 | 2011-08-15 |
| 9 | BNP PARIBAS DEALING SERVICES ASIA LIMITED | Rep | Dealing in securities | 2010-04-20 | 2018-12-31 |
| 10 | BNP PARIBAS DEALING SERVICES ASIA LIMITED | Rep | Dealing in futures contracts | 2010-11-10 | 2018-12-31 |
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