Derville, Guillaume Colin
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | MACQUARIE CAPITAL LIMITED | Rep | Dealing in securities | 2005-12-29 | 2006-10-02 |
| 2 | MACQUARIE EQUITIES (ASIA) LIMITED | Rep | Dealing in securities | 2006-10-16 | 2007-06-14 |
| 3 | SG SECURITIES (HK) LIMITED | Rep | Dealing in futures contracts | 2009-06-08 | 2010-06-23 |
| 4 | SG SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2009-06-08 | 2010-06-23 |
| 5 | BNP PARIBAS FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2010-12-08 | 2011-12-30 |
| 6 | BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | Automated trading services | 2010-12-08 | 2015-11-30 |
| 7 | BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2010-12-08 | 2019-04-30 |
| 8 | BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2011-09-14 | 2019-04-30 |
| 9 | BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | Advising on securities | 2012-04-25 | 2019-04-30 |
| 10 | BGC SECURITIES (HONG KONG) LLC | Rep | Dealing in futures contracts | 2019-12-11 | 2020-03-17 |
| 11 | BGC SECURITIES (HONG KONG) LLC | Rep | Dealing in securities | 2019-12-11 | 2020-03-17 |
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