Dujardin, Guillaume Nicolas
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BNP PARIBAS FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2009-12-24 | 2011-12-30 |
| 2 | BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2009-12-24 | 2022-06-02 | Rep | Dealing in futures contracts | 2011-09-14 | 2022-06-02 |
| 3 | Morgan Stanley Asia Limited | Rep | Dealing in securities | 2022-09-09 | |
| 4 | Morgan Stanley Hong Kong Securities Limited | Rep | Dealing in futures contracts | 2022-09-09 | Rep | Dealing in securities | 2022-09-09 | Rep | Automated trading services | 2022-09-22 |
| 5 | PARIBAS ASIA EQUITY LIMITED | Rep | Dealing in securities | 2009-12-24 | 2011-12-30 |
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