Eom, Ui Lim
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BNP PARIBAS FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2011-09-15 | 2011-12-30 |
| 2 | BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2011-06-29 | Rep | Automated trading services | 2011-07-26 | 2015-11-30 | Rep | Dealing in futures contracts | 2011-09-15 | Rep | Advising on securities | 2017-12-05 | 2019-04-24 | RO | Advising on securities | 2019-04-24 |
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