Kuang, Michelle Xia 匡霞
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BNP PARIBAS FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2010-05-19 | 2011-12-30 |
| 2 | BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | Advising on securities | 2005-09-08 | 2006-08-31 | Rep | Dealing in securities | 2006-09-07 | 2012-07-31 | Rep | Automated trading services | 2009-11-26 | 2012-07-31 | Rep | Dealing in futures contracts | 2011-09-15 | 2012-07-31 |
| 3 | HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2014-06-17 | 2015-04-16 |
| 4 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2014-06-17 | 2015-04-16 |
| 5 | INNOVATION ASSET MANAGEMENT CO., LIMITED | RO | Advising on securities | 2018-09-11 | RO | Asset management | 2018-09-11 |
| 6 | INNOVATION SECURITIES CO., LIMITED | RO | Dealing in securities | 2016-02-16 | |
| 7 | Standard Chartered Securities (Hong Kong) Limited | Rep | Advising on securities | 2012-11-02 | 2014-03-06 | Rep | Dealing in securities | 2012-11-02 | 2014-03-06 |
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