Li, Ming Kwok 李銘國

show old organisation names

SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 BASIC ASSET MANAGEMENT LIMITED RO Asset management 2019-04-26
2 BNP PARIBAS FUTURES (HONG KONG) LIMITED Rep Dealing in futures contracts 2010-08-02 2011-12-30
3 BNP PARIBAS PEREGRINE FUTURES LIMITED Rep Advising on futures contracts 2004-02-03
Rep Asset management 2004-02-03
Rep Dealing in futures contracts 2005-10-31
4 BNP PARIBAS SECURITIES (ASIA) LIMITED Rep Advising on corporate finance 2004-02-03
Rep Advising on securities 2004-02-03
Rep Asset management 2004-02-03
Rep Dealing in securities 2007-07-19
Rep Automated trading services 2010-08-02 2015-11-30
Rep Dealing in securities 2010-08-02 2016-04-29
Rep Dealing in futures contracts 2011-09-15 2016-04-29
5 Credit Suisse (Hong Kong) Limited Rep Dealing in securities 2007-08-16 2010-04-20
6 Credit Suisse Securities (Hong Kong) Limited Rep Dealing in securities 2007-08-16 2010-04-20
7 Naga Advisors (HK) Limited RO Dealing in securities 2018-02-05 2019-03-29

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