Li, Ming Kwok 李銘國
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BNP PARIBAS PEREGRINE FUTURES LIMITED | Rep | Advising on futures contracts | 2004-02-03 | |
| 2 | BNP PARIBAS PEREGRINE FUTURES LIMITED | Rep | Asset management | 2004-02-03 | |
| 3 | BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | Advising on corporate finance | 2004-02-03 | |
| 4 | BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | Advising on securities | 2004-02-03 | |
| 5 | BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | Asset management | 2004-02-03 | |
| 6 | BNP PARIBAS PEREGRINE FUTURES LIMITED | Rep | Dealing in futures contracts | 2005-10-31 | |
| 7 | BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2007-07-19 | |
| 8 | Credit Suisse (Hong Kong) Limited | Rep | Dealing in securities | 2007-08-16 | 2010-04-20 |
| 9 | Credit Suisse Securities (Hong Kong) Limited | Rep | Dealing in securities | 2007-08-16 | 2010-04-20 |
| 10 | BNP PARIBAS FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2010-08-02 | 2011-12-30 |
| 11 | BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | Automated trading services | 2010-08-02 | 2015-11-30 |
| 12 | BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2010-08-02 | 2016-04-29 |
| 13 | BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2011-09-15 | 2016-04-29 |
| 14 | Naga Advisors (HK) Limited | RO | Dealing in securities | 2018-02-05 | 2019-03-29 |
| 15 | BASIC ASSET MANAGEMENT LIMITED | RO | Asset management | 2019-04-26 |
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