Lim, Nicolas Sambath
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BNP PARIBAS FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2011-03-09 | 2011-12-30 |
| 2 | BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2011-03-09 | 2012-07-19 | Rep | Dealing in futures contracts | 2011-09-15 | 2012-07-19 |
| 3 | Credit Suisse (Hong Kong) Limited | Rep | Automated trading services | 2012-10-26 | 2013-11-01 | Rep | Dealing in futures contracts | 2012-10-26 | 2013-11-16 | Rep | Dealing in securities | 2012-10-26 | 2013-11-16 | Rep | Dealing in futures contracts | 2015-11-16 | 2017-07-19 | Rep | Dealing in securities | 2015-11-16 | 2017-07-19 |
| 4 | Credit Suisse Securities (Hong Kong) Limited | Rep | Dealing in securities | 2015-11-16 | 2017-07-19 |
| 5 | INFINI CAPITAL MANAGEMENT LIMITED | Rep | Asset management | 2019-05-27 | 2020-03-10 |
| 6 | MILLENNIUM CAPITAL MANAGEMENT (HONG KONG) LIMITED | Rep | Asset management | 2014-02-14 | 2015-06-30 | Rep | Asset management | 2017-11-03 | 2019-02-25 |
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