Lucido, Lorenzo Giuseppe
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BNP PARIBAS FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2007-11-13 | 2011-12-30 |
| 2 | BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2009-02-19 | 2013-03-14 | Rep | Dealing in futures contracts | 2011-09-15 | 2013-03-14 |
| 3 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2016-03-10 | 2021-02-20 |
| 4 | GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | Dealing in securities | 2016-03-10 | 2016-10-10 | Rep | Dealing in futures contracts | 2016-10-11 | 2021-02-20 | Rep | Dealing in securities | 2016-10-11 | 2021-02-20 |
| 5 | GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2016-03-10 | 2016-10-10 |
| 6 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2021-05-24 | 2022-04-06 | RO | Dealing in securities | 2022-04-06 |
| 7 | Merrill Lynch Far East Limited | Rep | Dealing in futures contracts | 2021-05-24 | Rep | Dealing in securities | 2021-05-24 | 2022-04-06 | RO | Dealing in securities | 2022-04-06 |
| 8 | PARIBAS ASIA EQUITY LIMITED | Rep | Dealing in securities | 2008-01-02 | 2011-12-30 |
| 9 | Segantii Capital Management Limited | Rep | Asset management | 2014-06-05 | 2016-02-19 |
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