Miller, Daniel Owen 但米勒
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BARCLAYS CAPITAL ASIA LIMITED | Rep | Dealing in securities | 2014-05-21 | 2014-07-17 | Rep | Dealing in futures contracts | 2014-05-21 | 2016-06-29 | RO | Dealing in securities | 2014-07-17 | 2016-06-29 |
| 2 | BNP PARIBAS FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2010-05-19 | 2011-12-30 |
| 3 | BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2009-09-10 | 2013-09-23 | Rep | Automated trading services | 2010-01-05 | 2013-09-23 | Rep | Dealing in futures contracts | 2011-09-15 | 2013-09-23 |
| 4 | DEUTSCHE SECURITIES ASIA LIMITED | RO | Advising on corporate finance | 2004-01-08 | RO | Advising on securities | 2004-01-08 | RO | Asset management | 2004-01-08 | RO | Dealing in securities | 2009-02-28 | RO | Advising on securities | 2005-05-27 | 2009-02-28 |
| 5 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2022-01-04 | |
| 6 | Merrill Lynch Far East Limited | Rep | Dealing in futures contracts | 2022-01-04 | Rep | Dealing in securities | 2022-01-04 |
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