Ng, Bernard Chee Leung 吳子樑
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BNP PARIBAS FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2010-05-25 | 2011-12-30 |
| 2 | BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2007-10-15 | 2014-08-27 | Rep | Automated trading services | 2010-01-05 | 2014-05-12 | Rep | Dealing in futures contracts | 2011-09-15 | 2014-08-27 |
| 3 | HSBC Global Asset Management (Hong Kong) Limited | Rep | Dealing in futures contracts | 2022-05-30 | Rep | Dealing in securities | 2022-05-30 | Rep | Advising on futures contracts | 2022-06-27 | Rep | Advising on securities | 2022-06-27 | Rep | Asset management | 2022-06-27 |
| 4 | HSBC INVESTMENT FUNDS (HONG KONG) LIMITED | Rep | Dealing in securities | 2022-05-30 | |
| 5 | ICBC INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2015-09-22 | 2018-11-26 | Rep | Asset management | 2015-09-22 | 2018-11-26 |
| 6 | ICBC INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2015-09-22 | 2018-11-26 |
| 7 | ICBC INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in futures contracts | 2015-09-22 | 2018-11-26 | Rep | Dealing in securities | 2015-09-22 | 2018-11-26 |
| 8 | SG SECURITIES (HK) LIMITED | Rep | Dealing in futures contracts | 2018-12-05 | 2022-04-02 | Rep | Dealing in securities | 2018-12-05 | 2022-04-02 |
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