Ng, Bernard Chee Leung 吳子樑

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 HSBC Global Asset Management (Hong Kong) Limited Rep Advising on futures contracts 2022-06-27
2 ICBC INTERNATIONAL ASSET MANAGEMENT LIMITED Rep Advising on securities 2015-09-22 2018-11-26
HSBC Global Asset Management (Hong Kong) Limited Rep 2022-06-27
3 ICBC INTERNATIONAL ASSET MANAGEMENT LIMITED Rep Asset management 2015-09-22 2018-11-26
HSBC Global Asset Management (Hong Kong) Limited Rep 2022-06-27
4 BNP PARIBAS SECURITIES (ASIA) LIMITED Rep Automated trading services 2010-01-05 2014-05-12
5 BNP PARIBAS FUTURES (HONG KONG) LIMITED Rep Dealing in futures contracts 2010-05-25 2011-12-30
BNP PARIBAS SECURITIES (ASIA) LIMITED Rep 2011-09-15 2014-08-27
ICBC INTERNATIONAL FUTURES LIMITED Rep 2015-09-22 2018-11-26
ICBC INTERNATIONAL SECURITIES LIMITED Rep 2015-09-22 2018-11-26
SG SECURITIES (HK) LIMITED Rep 2018-12-05 2022-04-02
HSBC Global Asset Management (Hong Kong) Limited Rep 2022-05-30
6 BNP PARIBAS SECURITIES (ASIA) LIMITED Rep Dealing in securities 2007-10-15 2014-08-27
ICBC INTERNATIONAL SECURITIES LIMITED Rep 2015-09-22 2018-11-26
SG SECURITIES (HK) LIMITED Rep 2018-12-05 2022-04-02
HSBC Global Asset Management (Hong Kong) Limited Rep 2022-05-30
HSBC INVESTMENT FUNDS (HONG KONG) LIMITED Rep 2022-05-30

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