O'Sullivan, Denis Patrick (SFC:AJD522)
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BNP PARIBAS FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2011-06-30 | 2011-12-30 |
| 2 | BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2011-06-30 | 2014-06-10 | Rep | Dealing in futures contracts | 2011-09-15 | 2014-06-10 |
| 3 | Morgan Stanley Asia Limited | Rep | Dealing in securities | 2003-09-01 | 2003-09-15 | Rep | Dealing in securities | 2004-03-22 | 2004-03-29 | Rep | Dealing in securities | 2004-05-27 | 2004-06-02 | Rep | Dealing in securities | 2005-06-06 | 2005-06-19 | Rep | Dealing in securities | 2005-09-20 | 2009-07-08 |
| 4 | Morgan Stanley Hong Kong Futures Limited | Rep | Dealing in futures contracts | 2003-09-01 | 2003-09-15 | Rep | Dealing in futures contracts | 2004-03-22 | 2004-03-29 | Rep | Dealing in futures contracts | 2004-05-27 | 2004-06-02 | Rep | Dealing in futures contracts | 2005-06-06 | 2005-06-19 | Rep | Dealing in futures contracts | 2005-09-20 | 2009-07-08 |
| 5 | PARIBAS ASIA EQUITY LIMITED | Rep | Dealing in securities | 2011-06-30 | 2011-12-30 |
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