Ramsey, Michael Ryan
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BNP PARIBAS FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2011-06-20 | 2011-12-30 |
| 2 | BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2011-06-20 | 2016-09-30 | Rep | Dealing in futures contracts | 2011-09-15 | 2016-09-30 |
| 3 | LEHMAN BROTHERS ASIA LIMITED | Rep | Dealing in futures contracts | 2007-06-01 | 2008-09-29 | Rep | Dealing in securities | 2007-06-01 | 2008-09-29 |
| 4 | LEHMAN BROTHERS FUTURES ASIA LIMITED | Rep | Dealing in futures contracts | 2007-06-01 | 2008-09-29 |
| 5 | LEHMAN BROTHERS SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2007-06-01 | 2008-09-29 |
| 6 | MUFG Securities Asia Limited | Rep | Dealing in securities | 2010-12-31 | 2011-06-14 |
| 7 | MUSHK Limited | Rep | Dealing in securities | 2010-08-18 | 2010-12-30 |
| 8 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in securities | 2005-04-08 | 2007-04-27 | Rep | Dealing in futures contracts | 2008-10-10 | 2008-12-17 | Rep | Dealing in securities | 2008-10-10 | 2008-12-17 |
| 9 | PARIBAS ASIA EQUITY LIMITED | Rep | Dealing in securities | 2011-06-20 | 2011-12-30 |
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