Sit, David Zhe Ming
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BNP PARIBAS FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2009-01-07 | 2011-12-30 |
| 2 | BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2011-01-10 | 2012-07-06 | Rep | Dealing in futures contracts | 2011-09-15 | 2012-07-06 |
| 3 | Macquarie Asia Securities Limited | Rep | Dealing in futures contracts | 2014-09-08 | 2016-12-30 |
| 4 | MACQUARIE CAPITAL LIMITED | Rep | Dealing in securities | 2014-10-07 | 2021-05-06 |
| 5 | Macquarie Markets Trading Limited | Rep | Dealing in securities | 2021-02-22 | 2021-04-12 | RO | Dealing in securities | 2021-04-12 |
| 6 | PARIBAS ASIA EQUITY LIMITED | Rep | Dealing in securities | 2009-01-07 | 2011-12-30 |
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