Trivedi, Anshul
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BNP PARIBAS FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2010-09-06 | 2011-12-30 |
| 2 | BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2009-02-05 | 2014-01-30 | Rep | Automated trading services | 2010-09-06 | 2014-01-30 | Rep | Dealing in futures contracts | 2011-09-15 | 2014-01-30 |
| 3 | JUMP TRADING HONG KONG LIMITED | Rep | Dealing in futures contracts | 2022-09-02 | Rep | Dealing in securities | 2022-09-02 |
| 4 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2014-04-30 | 2018-01-04 |
| 5 | Merrill Lynch Far East Limited | Rep | Dealing in futures contracts | 2014-04-30 | 2018-01-04 | Rep | Dealing in securities | 2014-04-30 | 2018-01-04 |
| 6 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2018-05-28 | 2021-06-02 | Rep | Advising on securities | 2018-05-28 | 2021-06-02 | Rep | Dealing in securities | 2018-05-28 | 2021-06-02 |
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