Walker, Alicia
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | BNP PARIBAS FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2010-10-27 | 2011-12-30 |
2 | BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | Automated trading services | 2010-10-27 | 2012-11-09 | Rep | Dealing in securities | 2010-10-27 | 2012-11-09 | Rep | Dealing in futures contracts | 2011-09-15 | 2012-11-09 |
3 | LOUIS CAPITAL MARKETS (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2013-06-10 | 2014-06-26 | Rep | Dealing in securities | 2013-06-10 | 2014-06-26 |
4 | QUEST STOCKBROKERS (HK) LIMITED | Rep | Dealing in securities | 2013-05-22 | 2013-05-27 |
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