Wang, Chen (SFC:AXC439) 王晨
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BNP PARIBAS FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2011-04-04 | 2011-12-30 |
| 2 | BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2011-04-04 | 2013-11-14 | Rep | Dealing in futures contracts | 2011-09-15 | 2013-11-14 |
| 3 | Linkriver Capital Management Limited | RO | Asset management | 2018-05-18 | |
| 4 | WATERVALLEY CAPITAL MANAGEMENT (HK) LIMITED | Rep | Asset management | 2014-02-28 | 2017-05-31 | RO | Advising on securities | 2015-07-16 | 2017-05-31 |
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