Yau, Vincent Wing Tsuen 邱穎臻
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BNP PARIBAS FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2010-09-20 | 2011-12-30 |
| 2 | BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | Automated trading services | 2010-09-20 | 2015-11-30 | Rep | Dealing in securities | 2010-09-20 | 2017-01-25 | Rep | Dealing in futures contracts | 2011-09-15 | 2017-01-25 |
| 3 | CGS International Securities Hong Kong Limited | Rep | Dealing in securities | 2017-05-11 | 2020-01-08 |
| 4 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2020-01-29 | 2021-04-22 |
| 5 | UBS SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2021-06-08 | 2023-04-13 | Rep | Dealing in futures contracts | 2021-07-19 | 2023-04-13 |
| 6 | UBS SECURITIES HONG KONG LIMITED | Rep | Dealing in securities | 2021-06-08 | 2023-04-13 | Rep | Automated trading services | 2021-07-06 | 2023-04-13 | Rep | Dealing in futures contracts | 2021-07-19 | 2023-04-13 |
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