Yip, Fung 葉豐
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BARCLAYS CAPITAL ASIA LIMITED | Rep | Dealing in futures contracts | 2005-05-13 | 2007-03-15 | Rep | Dealing in securities | 2005-05-13 | 2007-03-15 |
| 2 | BNP PARIBAS FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2007-04-23 | 2011-12-30 |
| 3 | BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2007-05-25 | 2016-04-25 | Rep | Dealing in futures contracts | 2011-09-15 | 2016-04-25 |
| 4 | Citigroup Global Markets Asia Limited | Rep | Dealing in futures contracts | 2016-09-23 | 2017-11-16 | Rep | Dealing in securities | 2016-09-23 | 2017-11-16 |
| 5 | DEUTSCHE SECURITIES ASIA LIMITED | Rep | Dealing in futures contracts | 2018-01-08 | 2020-04-03 | Rep | Dealing in securities | 2018-01-08 | 2020-04-03 |
| 6 | MILLENNIUM CAPITAL MANAGEMENT (HONG KONG) LIMITED | Rep | Asset management | 2020-06-02 | 2021-07-06 |
| 7 | PARIBAS ASIA EQUITY LIMITED | Rep | Dealing in securities | 2007-04-23 | 2011-12-30 |
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